Nip, Yau Ming 聶幼明

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2004-04-07 2020-12-31
2 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Advising on corporate finance 2003-04-14
Rep Advising on securities 2003-04-14
Rep Asset management 2003-04-14
Rep Automated trading services 2003-04-14
Rep Dealing in securities 2003-04-14
3 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Advising on corporate finance 2003-04-14
Rep Advising on securities 2003-04-14
Rep Asset management 2003-04-14
Rep Automated trading services 2003-04-14
Rep Dealing in securities 2003-04-14
4 EAA SECURITIES LIMITED Rep Dealing in securities 2003-06-06 2004-04-06

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