Yu, Kin Lok (SFC:AOE771) 庾建樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Boom Securities (H.K.) Limited | Rep | Automated trading services | 2007-01-10 | 2007-12-28 | Rep | Dealing in securities | 2007-01-10 | 2007-12-28 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-02-08 | 2022-04-22 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-18 | 2022-04-22 |
| 4 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2023-05-03 | 2025-08-31 |
| 5 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2023-05-03 | 2025-08-31 | Rep | Dealing in futures contracts | 2025-09-01 | Rep | Dealing in securities | 2025-09-01 |
| 6 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2008-01-07 | 2009-02-14 |
| 7 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-05-05 | 2022-05-16 |
| 8 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-05-05 | 2022-05-16 |
| 9 | Win Securities Limited | Rep | Automated trading services | 2007-01-10 | 2007-12-28 | Rep | Dealing in securities | 2007-01-10 | 2007-12-28 |
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