Fung, Patrick Wai Yip 馮偉業

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BGC SECURITIES (HONG KONG) LLC Rep Dealing in securities 2008-02-25 2013-02-28
Rep Dealing in futures contracts 2008-06-26 2013-02-28
2 CLSA FUTURES LIMITED Rep Dealing in futures contracts 2007-05-09 2007-09-29
3 CLSA LIMITED Rep Dealing in securities 2007-05-09 2007-09-29
4 De Riva Asia Limited Rep Dealing in futures contracts 2013-03-11 2013-07-26
Rep Dealing in securities 2013-03-11 2013-07-26
RO Dealing in futures contracts 2013-07-26 2014-01-26
RO Dealing in securities 2013-07-26 2014-01-26
Rep Dealing in futures contracts 2014-02-11 2014-04-29
Rep Dealing in securities 2014-02-11 2014-04-29
RO Dealing in futures contracts 2014-04-29
RO Dealing in securities 2014-04-29
5 MF Global Hong Kong Limited Rep Dealing in futures contracts 2007-11-05 2008-01-14
Rep Dealing in securities 2007-11-05 2008-01-14

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