Lau, Yee Ping 劉綺萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2007-11-05 | 2010-07-01 | Rep | Dealing in securities | 2007-11-05 | 2010-07-01 |
| 2 | BCT Financial Limited | Rep | Advising on securities | 2011-08-22 | 2014-07-25 | Rep | Dealing in securities | 2011-08-22 | 2014-07-25 |
| 3 | BOCOM MPF & Financial Services Company Limited | Rep | Dealing in securities | 2014-09-01 | 2017-05-01 |
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