Chan, Hermia Wing Gee 陳穎芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AD Capital Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2008-08-01 | 2013-02-28 | Rep | Advising on securities | 2008-08-01 | 2013-02-28 |
| 2 | Basis Asset Management Limited | Rep | Advising on securities | 2021-04-08 | 2023-05-17 | Rep | Asset management | 2021-04-08 | 2023-05-17 | RO | Advising on securities | 2023-05-17 | RO | Asset management | 2023-05-17 |
| 3 | GAM HONG KONG LIMITED | Rep | Asset management | 2013-03-08 | 2019-09-20 |
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