Kim, Joshua Taehyun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2011-01-14 | 2011-10-24 | Rep | Dealing in securities | 2011-01-14 | 2011-10-24 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2009-07-29 | 2010-11-29 | Rep | Advising on securities | 2009-07-29 | 2010-11-29 | Rep | Dealing in securities | 2009-07-29 | 2010-11-29 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2009-07-29 | 2010-11-29 | Rep | Advising on securities | 2009-07-29 | 2010-11-29 | Rep | Dealing in securities | 2009-07-29 | 2010-11-29 |
| 4 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2011-10-24 | 2012-05-18 | Rep | Dealing in securities | 2011-10-24 | 2012-05-18 |
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