Leung, Wai Ming (SFC:ACC582) 梁偉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2011-01-24 | 2012-08-10 |
| 2 | GOLD FUND SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2018-10-08 | 2021-03-15 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2010-03-20 | |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-08-05 | Rep | Asset management | 2004-08-05 | Rep | Dealing in futures contracts | 2010-03-20 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-08-05 | Rep | Advising on securities | 2004-08-05 | Rep | Asset management | 2004-08-05 | Rep | Dealing in securities | 2010-03-20 |
| 6 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-07 | 2011-01-22 |
| 7 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-07 | 2011-01-22 |
| 8 | Ping An Securities (Hong Kong) Futures Company Limited | Rep | Dealing in futures contracts | 2012-08-22 | 2014-04-14 |
| 9 | Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2012-08-22 | 2014-04-14 |
| 10 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-04-17 | 2018-07-27 |
| 11 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-04-17 | 2018-07-27 |
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