Hui, David Lam Chiu 許林釗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Annum Asset Management (Hong Kong) Limited | RO | Advising on futures contracts | 2019-01-21 | 2019-08-14 | RO | Advising on securities | 2019-01-21 | 2019-08-14 | RO | Asset management | 2019-01-21 | 2019-08-14 |
| 2 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-06-05 | Rep | Asset management | 2003-06-05 | Rep | Dealing in futures contracts | 2003-06-12 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2003-07-03 | 2005-03-30 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2003-07-03 | 2005-03-30 |
| 5 | Everbright Securities Global (HK) Limited | Rep | Advising on securities | 2003-06-05 | Rep | Asset management | 2003-06-05 | Rep | Advising on corporate finance | 2003-06-12 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on corporate finance | 2003-06-05 | Rep | Advising on securities | 2003-06-05 | Rep | Asset management | 2003-06-05 | Rep | Automated trading services | 2003-06-12 | Rep | Dealing in securities | 2003-06-12 |
| 7 | Finloop Finance Limited | RO | Advising on securities | 2020-05-14 | 2020-10-01 | RO | Asset management | 2020-05-14 | 2020-10-01 | RO | Dealing in securities | 2020-05-14 | 2020-10-01 |
| 8 | GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2010-06-17 | 2012-06-25 | RO | Advising on securities | 2012-03-19 | 2012-06-25 |
| 9 | GUOYUAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2008-08-28 | 2012-06-25 | RO | Advising on futures contracts | 2008-09-22 | 2012-06-25 |
| 10 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | Advising on securities | 2008-08-28 | 2012-06-25 | RO | Dealing in securities | 2008-08-28 | 2012-06-25 |
| 11 | HOPSON PROPERTY FUND MANAGEMENT LIMITED | RO | Advising on securities | 2023-05-31 | 2024-02-29 | RO | Asset management | 2023-05-31 | 2024-02-29 |
| 12 | HOU TAK SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-15 | 2005-08-08 | RO | Dealing in securities | 2005-08-08 | 2006-08-19 |
| 13 | PrincipleOne Asset Management Limited | RO | Asset management | 2025-05-22 | |
| 14 | PrincipleOne Securities Limited | RO | Dealing in securities | 2024-05-07 | RO | Advising on securities | 2024-12-02 |
| 15 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2015-06-19 | 2018-12-11 | RO | Advising on securities | 2015-06-19 | 2018-12-11 | RO | Asset management | 2015-06-19 | 2018-12-11 |
| 16 | SHANXI SECURITIES INTERNATIONAL LIMITED | RO | Dealing in securities | 2015-06-10 | 2018-12-11 |
| 17 | SINOMAX SECURITIES LIMITED | RO | Dealing in securities | 2006-08-22 | 2008-07-31 |
| 18 | Suncorp Asset Management Limited | RO | Advising on securities | 2022-05-18 | 2023-04-30 | RO | Asset management | 2022-05-18 | 2023-04-30 |
| 19 | Suncorp Securities Limited | RO | Dealing in securities | 2020-10-06 | 2023-04-30 |
| 20 | ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2013-12-19 | 2014-09-16 | RO | Asset management | 2013-12-19 | 2014-09-16 |
| 21 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2012-12-07 | 2014-09-16 |
| 22 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2012-11-13 | 2014-09-16 |
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