Au Yeung, Kam Kay 歐陽錦基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Absolute Investment Management (HK) Limited | RO | Advising on securities | 2004-03-01 | RO | Asset management | 2004-03-01 |
| 2 | Arta Asset Management Limited | RO | Advising on securities | 2008-07-10 | 2010-06-03 | RO | Asset management | 2008-07-10 | 2010-06-03 | RO | Advising on securities | 2013-07-03 | 2018-05-18 | RO | Asset management | 2013-07-03 | 2018-05-18 | RO | Dealing in securities | 2013-07-03 | 2018-05-18 |
| 3 | Credit Frontier Hong Kong Limited | RO | Advising on securities | 2023-05-11 | 2024-09-30 | RO | Asset management | 2023-05-11 | 2024-09-30 |
| 4 | LITTLE GIRL SECURITIES (INTERNATIONAL) LIMITED | RO | Advising on securities | 2024-11-21 | 2024-12-06 | RO | Asset management | 2024-11-21 | 2024-12-06 | RO | Dealing in securities | 2024-11-21 | 2024-12-06 |
| 5 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2010-07-12 | 2010-08-12 | Rep | Asset management | 2010-07-12 | 2010-08-12 | RO | Advising on securities | 2010-08-12 | 2013-04-30 | RO | Asset management | 2010-08-12 | 2013-04-30 |
| 6 | Oshidori Securities Limited | RO | Dealing in securities | 2011-01-31 | 2013-04-30 |
| 7 | Partners Asset Management (HK) Limited | RO | Advising on securities | 2007-04-03 | 2007-09-05 | RO | Asset management | 2007-04-03 | 2007-09-05 |
| 8 | WANTHORPE ASSET MANAGEMENT LIMITED | RO | Asset management | 2005-03-02 | 2006-01-01 |
| 9 | YONXI International Finance Holdings Limited | RO | Asset management | 2018-12-06 | 2022-01-31 |
| 10 | YONXI Securities Limited | RO | Advising on securities | 2021-01-27 | 2022-04-27 | RO | Dealing in securities | 2021-01-27 | 2022-04-27 |
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