Yip, David Chung Wai 葉頌偉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNP PARIBAS PEREGRINE FUTURES LIMITED Rep Dealing in futures contracts 2004-02-26 2004-12-11
2 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2004-02-10 2004-12-11
3 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep Dealing in futures contracts 2005-04-06 2005-11-01
4 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Dealing in securities 2005-04-06 2005-11-01
Rep Advising on corporate finance 2005-05-11 2005-11-01
Rep Advising on securities 2005-05-11 2005-11-01
Rep Asset management 2005-05-11 2005-11-01
5 CHINA INTERNATIONAL CAPITAL LIMITED Rep Advising on securities 2008-09-10 2009-09-30
Rep Asset management 2008-09-10 2009-09-30
6 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Dealing in securities 2008-05-06 2008-08-21
7 ENLIGHTEN SECURITIES LIMITED Rep Dealing in securities 2008-01-09 2008-03-04
8 PHILLIP COMMODITIES (H.K.) LIMITED Rep Automated trading services 2003-07-21 2003-08-15
Rep Dealing in futures contracts 2003-07-21 2003-09-08
9 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2003-07-21 2003-09-08
10 TIFFIT SECURITIES (HONG KONG) LIMITED Rep Advising on corporate finance 2006-06-26 2006-07-18
Rep Advising on securities 2006-06-26 2006-07-18
Rep Dealing in securities 2006-06-26 2006-07-18
11 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2004-12-13 2005-04-01
12 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-12-13 2005-04-01
13 YICKO SECURITIES LIMITED Rep Dealing in securities 2003-09-24 2004-01-16

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