Kwan, Hidulf Chun Yee 關振義
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2008-12-09 | 2009-03-19 | Rep | Advising on securities | 2008-12-09 | 2009-03-19 | RO | Advising on corporate finance | 2009-03-19 | 2010-05-20 | RO | Advising on securities | 2009-03-19 | 2010-05-20 | RO | Asset management | 2009-03-19 | 2010-05-20 |
| 2 | Astrum Capital Management Limited (HK) | RO | Advising on corporate finance | 2012-09-19 | RO | Asset management | 2014-06-26 | RO | Dealing in securities | 2014-06-26 |
| 3 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2008-04-11 | 2008-05-18 |
| 4 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2003-09-11 | Rep | Advising on corporate finance | 2005-04-11 | Rep | Dealing in securities | 2003-09-22 | 2005-04-11 |
| 5 | Goldin Financial Limited | Rep | Advising on corporate finance | 2010-06-03 | 2010-07-27 | RO | Advising on corporate finance | 2010-07-27 | 2011-03-09 |
| 6 | MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Advising on corporate finance | 2006-11-06 | 2006-12-28 | RO | Advising on corporate finance | 2006-12-28 | 2008-03-14 |
| 7 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2008-08-11 | 2008-11-01 | Rep | Advising on securities | 2008-09-08 | 2008-11-01 | Rep | Dealing in securities | 2008-09-08 | 2008-11-01 |
| 8 | South West Capital Limited (d2013-12-11) | RO | Advising on corporate finance | 2011-06-30 | 2012-06-29 |
| 9 | VC CAPITAL LIMITED | Rep | Dealing in securities | 2005-04-12 | 2005-12-14 | Rep | Advising on corporate finance | 2005-04-12 | 2006-10-07 | RO | Dealing in securities | 2005-12-14 | 2006-10-07 |
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