Shen, Yun (SFC:BUI241) 沈云
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | Advising on futures contracts | 2024-05-31 | 2025-10-27 | RO | Dealing in futures contracts | 2024-05-31 | 2025-10-27 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on corporate finance | 2024-05-31 | 2025-10-27 | RO | Advising on securities | 2024-05-31 | 2025-10-27 | RO | Asset management | 2024-05-31 | 2025-10-27 | RO | Dealing in futures contracts | 2024-05-31 | 2025-10-27 | RO | Dealing in securities | 2024-05-31 | 2025-10-27 |
| 3 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | RO | Advising on securities | 2024-05-31 | 2025-10-27 | RO | Asset management | 2024-05-31 | 2025-10-27 |
| 4 | CMS CAPITAL (HK) CO., LIMITED | RO | Advising on securities | 2024-05-31 | 2025-10-27 | RO | Asset management | 2024-05-31 | 2025-10-27 |
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