Liu, Xiaodong (SFC:BSL759) 刘小东
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-07-11 | 2022-11-01 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2025-03-11 | Rep | Dealing in securities | 2025-03-11 |
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