Shen, Chen (SFC:BSJ308) 沈忱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC CLSA Capital Partners HK Limited | Rep | Advising on securities | 2022-05-17 | 2024-11-01 | Rep | Asset management | 2022-05-17 | 2024-11-01 | RO | Advising on securities | 2024-11-01 | RO | Asset management | 2024-11-01 | Rep | Dealing in securities | 2025-10-09 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2022-05-17 |
Copyright & disclaimer, Privacy policy