Fong, Hiu Fai 方曉暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2018-12-21 | 2021-10-08 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-10-22 | 2025-07-09 | Rep | Advising on securities | 2021-11-17 | 2025-07-09 | RO | Advising on corporate finance | 2025-07-09 | RO | Advising on securities | 2025-07-09 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2021-11-17 | 2025-07-09 | RO | Dealing in securities | 2025-07-09 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2017-02-08 | 2018-12-06 | Rep | Advising on securities | 2017-02-08 | 2018-12-06 | Rep | Dealing in securities | 2017-02-08 | 2018-12-06 |
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