Wang, Rui (SFC:BRC008) 王銳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC CLSA Capital Partners HK Limited | Rep | Advising on securities | 2021-12-10 | 2024-11-07 | Rep | Asset management | 2021-12-10 | 2024-11-07 | RO | Advising on securities | 2024-11-07 | RO | Asset management | 2024-11-07 | Rep | Dealing in securities | 2025-08-21 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2021-12-10 | |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2021-05-17 | 2021-10-15 | Rep | Advising on securities | 2021-05-17 | 2021-10-15 | Rep | Asset management | 2021-05-17 | 2021-10-15 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2021-05-17 | 2021-10-15 | Rep | Asset management | 2021-05-17 | 2021-10-15 | Rep | Dealing in securities | 2021-05-17 | 2021-10-15 |
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