Wu, Guoyuan 吳國源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2025-10-23 | |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2021-03-08 | 2022-04-04 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2022-06-22 | 2024-05-28 |
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