Liu, Alphorsa Man Chi 廖敏姿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-09-21 | 2019-12-11 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-09-01 | 2019-12-11 |
| 3 | SHACOM FUTURES LIMITED | Rep | Advising on futures contracts | 2020-08-19 | 2023-05-03 | Rep | Dealing in futures contracts | 2020-08-19 | 2023-05-03 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2023-06-13 | Rep | Dealing in securities | 2023-06-13 |
| 5 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-06-13 |
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