Kent, Alexander H
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2017-09-21 | 2018-10-31 | Rep | Asset management | 2017-09-21 | 2018-10-31 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2018-12-04 | 2019-06-01 |
| 3 | Equities First Holdings Hong Kong Limited | Rep | Dealing in securities | 2019-06-19 | 2021-10-29 |
| 4 | PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2016-08-26 | 2017-06-02 |
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