Chan, Chi Shing (SFC:BHP941) 陳志成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2016-07-20 | Rep | Advising on corporate finance | 2022-10-20 | Rep | Asset management | 2022-10-20 |
| 2 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-07-31 | 2022-11-23 | Rep | Asset management | 2022-10-20 | RO | Dealing in futures contracts | 2022-11-23 | RO | Advising on futures contracts | 2023-04-19 |
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