Au, Tik Sun 區迪新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-09-15 | 2018-03-07 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-05 | 2018-03-07 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-04-28 | Rep | Advising on futures contracts | 2023-11-17 |
| 4 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2023-11-17 | |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-04-28 | |
| 6 | Quam Securities Limited | Rep | Dealing in futures contracts | 2020-12-17 | 2021-01-07 | Rep | Dealing in securities | 2020-12-17 | 2021-01-07 |
| 7 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2018-07-24 | 2018-12-10 |
| 8 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2018-07-24 | 2018-12-10 |
| 9 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2021-02-01 | 2023-04-16 |
| 10 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2021-02-01 | 2023-04-16 |
| 11 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2018-12-20 | 2020-11-21 |
| 12 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2018-12-20 | 2020-11-21 |
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