Luo, Yang (SFC:BHD481) 羅揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2020-11-27 | 2021-11-19 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2016-03-11 | 2019-01-26 | Rep | Advising on securities | 2021-12-06 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2019-02-25 | 2019-09-24 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2019-11-04 | 2020-10-28 |
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