Yim, Ka Kit 嚴家傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-09-12 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | Rep | Advising on securities | 2024-12-06 |
| 2 | KGI Asset Management Limited | Rep | Asset management | 2019-04-04 | |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-09-12 | |
| 4 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2016-03-02 | 2016-08-31 |
| 5 | Rifa Securities Limited | Rep | Dealing in securities | 2016-03-02 | 2016-08-31 |
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