Li, Nailin 李乃霖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | Asset management | 2025-02-14 | 2025-11-10 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-02-22 | 2025-11-10 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2017-02-22 | 2025-11-10 | Rep | Dealing in futures contracts | 2019-09-06 | 2025-11-10 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2016-02-29 | 2017-02-10 | Rep | Dealing in futures contracts | 2016-02-29 | 2017-02-10 | Rep | Dealing in securities | 2016-02-29 | 2017-02-10 |
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