Yiu, Yan Ki 姚欣岐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2015-12-16 | 2016-01-21 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2016-10-14 | 2018-11-30 |
| 3 | Polymer Capital Management (HK) Limited | Rep | Asset management | 2023-09-08 | |
| 4 | Rockhampton Management Limited | Rep | Asset management | 2021-05-31 | 2023-05-22 |
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