Tam, Shuk Yi Katie 譚淑怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED | Rep | Depositary services for relevant CISs | 2024-10-02 | 2025-05-09 |
| 2 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2019-09-10 | 2019-09-24 |
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