Li, Xiaoye (SFC:BOR341) 李晓曄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-08-07 | 2022-01-25 | Rep | Dealing in securities | 2019-08-07 | 2022-01-25 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2019-08-07 | 2020-06-08 | Rep | Dealing in securities | 2019-08-07 | 2022-01-25 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2024-06-04 | |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2024-06-04 | Rep | Dealing in securities | 2024-06-04 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2022-05-16 | 2024-02-23 | Rep | Dealing in securities | 2022-05-16 | 2024-02-23 |
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