Chow, Shuk Ki 周淑琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IvyRock Asset Management (HK) Limited | Rep | Asset management | 2014-11-21 | 2016-08-26 |
| 2 | Mirae Asset Capital (China) Limited | Rep | Advising on securities | 2022-06-20 | 2023-07-17 | Rep | Asset management | 2022-06-20 | 2023-07-17 |
| 3 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-06-20 | 2023-07-17 | Rep | Asset management | 2022-06-20 | 2023-07-17 |
| 4 | Neo-Criterion Capital Limited | Rep | Asset management | 2016-09-01 | 2016-09-07 | Rep | Asset management | 2016-12-05 | 2021-10-04 |
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