Zhu, Xiaotian (SFC:BEG517) 祝驍天
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-10-03 | 2018-06-03 | Rep | Advising on securities | 2014-10-03 | 2018-06-03 | Rep | Dealing in securities | 2014-10-03 | 2018-06-03 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2021-09-13 | Rep | Advising on securities | 2021-09-13 | Rep | Dealing in securities | 2021-09-13 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2021-09-13 | 2024-03-11 | Rep | Advising on securities | 2021-09-13 | 2024-03-11 | Rep | Dealing in securities | 2021-09-13 | 2024-03-11 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-07-03 | 2021-07-07 | Rep | Advising on securities | 2018-07-03 | 2021-07-07 | Rep | Dealing in securities | 2018-07-03 | 2021-07-07 |
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