Yu, Xinning 于馨宁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2021-07-27 | 2024-03-19 | Rep | Advising on corporate finance | 2021-08-19 | 2024-03-19 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2021-08-19 | 2024-03-19 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2019-03-08 | 2021-03-19 | Rep | Dealing in securities | 2019-03-08 | 2021-03-19 | Rep | Advising on securities | 2021-03-19 | 2021-07-06 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2019-03-08 | 2021-03-01 | Rep | Dealing in securities | 2019-03-08 | 2021-03-01 |
| 5 | State Street Securities Hong Kong Limited | Rep | Dealing in securities | 2024-10-02 |
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