Pang, Ka Po 彭家寶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Grand Moore Capital Limited | Rep | Advising on corporate finance | 2018-07-24 | 2019-11-25 | Rep | Dealing in securities | 2018-07-24 | 2019-11-25 |
| 2 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2014-05-12 | 2015-04-01 | Rep | Dealing in securities | 2014-05-12 | 2015-04-01 |
| 3 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2015-04-27 | 2015-07-28 |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2015-08-05 | 2017-12-28 | Rep | Advising on securities | 2015-08-05 | 2017-12-28 | Rep | Dealing in securities | 2015-08-05 | 2017-12-28 |
| 5 | Yi Shun Da Capital Limited | Rep | Advising on corporate finance | 2018-02-07 | 2018-07-08 | Rep | Dealing in securities | 2018-02-07 | 2018-07-08 |
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