Chua, Kam Yi 蔡錦怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2020-10-29 | 2025-01-26 | Rep | Advising on securities | 2021-01-11 | 2025-01-26 |
| 2 | KGI Asset Management Limited | Rep | Asset management | 2021-01-11 | 2025-01-26 |
| 3 | Mason Securities Limited | Rep | Dealing in securities | 2018-10-09 | 2020-08-23 | Rep | Advising on securities | 2019-04-08 | 2020-08-23 | Rep | Asset management | 2020-06-10 | 2020-08-23 |
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