Zheng, Yawen (SFC:BBZ909) 鄭亞文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2013-10-09 | 2016-08-19 | Rep | Advising on securities | 2013-10-09 | 2016-08-19 | Rep | Asset management | 2013-10-09 | 2016-08-19 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2013-10-09 | 2016-08-19 | Rep | Advising on securities | 2013-10-09 | 2016-08-19 | Rep | Asset management | 2013-10-09 | 2016-08-19 |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2013-10-09 | 2016-08-19 | Rep | Asset management | 2013-10-09 | 2016-08-19 | Rep | Dealing in securities | 2013-10-09 | 2016-08-19 |
| 4 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2020-09-30 | |
| 5 | MACQUARIE CAPITAL LIMITED | Rep | Automated trading services | 2020-07-15 | Rep | Dealing in securities | 2020-07-15 |
| 6 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2017-12-18 | 2020-04-20 | Rep | Asset management | 2017-12-18 | 2020-04-20 |
| 7 | SPDB International Investment Management Limited | Rep | Advising on securities | 2016-09-09 | 2017-12-08 | Rep | Asset management | 2016-09-09 | 2017-12-08 |
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