Tang, Chao (SFC:BBH968) 唐超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-08-06 | 2022-06-24 | Rep | Dealing in securities | 2021-08-06 | 2022-06-24 | RO | Advising on securities | 2022-06-24 | 2025-08-18 | RO | Dealing in securities | 2022-06-24 | 2025-08-18 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2025-09-29 | Rep | Dealing in futures contracts | 2025-09-29 | Rep | Dealing in securities | 2025-09-29 | Rep | Leveraged foreign exchange trading | 2025-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-06-03 | 2015-09-07 |
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