Lu, Yu (SFC:BBE946) 魯宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aetherium Capital Partners Limited | Rep | Advising on securities | 2026-05-29 | Rep | Asset management | 2026-05-29 |
| 2 | Carnegie Hill Capital Partners Limited | Rep | Advising on securities | 2017-11-08 | 2018-04-30 | Rep | Asset management | 2017-11-08 | 2018-04-30 | RO | Advising on securities | 2018-04-30 | 2019-07-26 | RO | Asset management | 2018-04-30 | 2019-07-26 |
| 3 | China Orient International Asset Management Limited | Rep | Advising on securities | 2017-05-31 | 2017-08-31 | Rep | Asset management | 2017-05-31 | 2017-08-31 |
| 4 | Gorgeous Asset Management Limited | RO | Advising on securities | 2025-06-03 | 2026-04-02 | RO | Asset management | 2025-06-03 | 2026-04-02 |
| 5 | Great Wall Pan Asia Asset Management Limited | Rep | Advising on securities | 2014-07-11 | 2014-10-19 | Rep | Asset management | 2014-07-11 | 2014-10-19 |
| 6 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2015-04-14 | 2016-05-30 | Rep | Asset management | 2015-04-14 | 2016-05-30 | Rep | Dealing in securities | 2015-04-14 | 2016-05-30 |
| 7 | Otkcab Limited | Rep | Asset management | 2013-05-20 | 2013-09-30 |
| 8 | Quam Securities Limited | Rep | Advising on corporate finance | 2015-01-28 | 2015-03-25 | Rep | Dealing in securities | 2015-01-28 | 2015-03-25 |
| 9 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2013-10-16 | 2014-03-01 | Rep | Advising on securities | 2013-11-14 | 2014-03-01 |
| 10 | Yango International Financial Holdings Limited | RO | Advising on securities | 2021-07-22 | 2024-10-18 | RO | Asset management | 2021-07-22 | 2024-10-18 | RO | Dealing in securities | 2021-07-22 | 2024-10-18 |
| 11 | ZHENRO ASSET MANAGEMENT CO. LIMITED | Rep | Advising on securities | 2019-10-08 | 2019-11-05 | Rep | Asset management | 2019-10-08 | 2019-11-05 | RO | Advising on securities | 2019-11-05 | 2020-09-30 | RO | Asset management | 2019-11-05 | 2020-09-30 |
| 12 | ZHENRO SECURITIES CO. LIMITED | Rep | Dealing in securities | 2020-08-20 | 2020-09-30 |
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