Tang, Kai Wing (SFC:BAB779) 鄧啟榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2020-10-29 | 2021-01-03 | Rep | Asset management | 2020-11-20 | 2021-01-03 | Rep | Dealing in securities | 2020-11-20 | 2021-01-03 |
| 2 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2017-03-23 | 2020-10-04 | Rep | Advising on securities | 2022-12-23 | 2025-09-29 |
| 3 | Rich Union Securities (H.K.) Limited | Rep | Dealing in securities | 2012-09-14 | 2014-11-30 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-12-08 | 2015-01-16 |
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