Lam, Yin Leung Joe 林彥良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2012-09-10 | 2014-11-01 | Rep | Dealing in securities | 2012-09-10 | 2014-11-01 |
| 2 | ONE Asset Management (HK) Company Limited | Rep | Advising on securities | 2019-03-01 | 2019-06-18 | Rep | Asset management | 2019-03-01 | 2019-06-18 | RO | Advising on securities | 2019-06-18 | 2021-08-03 | RO | Asset management | 2019-06-18 | 2021-08-03 | RO | Advising on securities | 2023-06-16 | RO | Asset management | 2023-06-16 |
| 3 | Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2018-09-13 | 2019-01-11 | Rep | Advising on securities | 2018-12-05 | 2019-01-11 | Rep | Dealing in securities | 2018-12-05 | 2019-01-11 |
| 4 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2014-11-25 | 2018-08-31 | Rep | Asset management | 2014-11-25 | 2018-08-31 |
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