Ho, Hoe Kay 何浩基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHUNG LEE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-05-15 | 2020-02-08 |
| 2 | Dynasty Alliance Investment Management Limited | Rep | Advising on securities | 2020-04-09 | 2022-10-14 | Rep | Asset management | 2021-02-24 | 2022-10-14 |
| 3 | iBest Consultants Limited | Rep | Advising on securities | 2012-07-13 | 2014-08-23 | Rep | Dealing in securities | 2012-07-13 | 2014-08-23 |
| 4 | Innovest Securities Investment Limited | Rep | Dealing in securities | 2020-04-09 | 2022-07-01 |
| 5 | KGI ASIA LIMITED | Rep | Advising on securities | 2014-09-19 | 2017-10-02 | Rep | Dealing in securities | 2014-09-19 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2019-05-04 | Rep | Dealing in securities | 2017-10-03 | 2019-05-04 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-02-02 | 2019-05-04 | Rep | Advising on futures contracts | 2015-11-06 | 2019-05-04 |
| 7 | WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2022-11-03 | 2024-10-09 | Rep | Asset management | 2022-11-03 | 2024-10-09 | Rep | Dealing in securities | 2022-11-03 | 2024-10-09 |
| 8 | ZhongHua Finance Asset Management Co., Limited | Rep | Advising on securities | 2019-05-15 | 2020-02-08 |
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