Wang, He (SFC:AZT320) 王禾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2012-06-27 | 2013-07-30 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2013-12-03 | 2014-07-25 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2013-12-03 | 2014-07-25 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-12-04 | 2017-01-28 |
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