Poon, Kwai Kwong 潘桂光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Core Pacific - Yamaichi Asset Management Limited | Rep | Asset management | 2023-01-06 | 2024-10-09 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2017-07-27 | 2024-10-09 | Rep | Advising on securities | 2018-08-28 | 2024-10-09 |
| 3 | iFAST Financial (HK) Limited | Rep | Dealing in securities | 2016-11-03 | 2017-07-09 |
| 4 | iFAST Global Markets (HK) Limited | Rep | Dealing in securities | 2016-11-03 | 2017-07-09 |
| 5 | iFAST Securities (HK) Limited | Rep | Dealing in securities | 2016-11-03 | 2017-07-09 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-08-22 | 2016-10-21 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-08-22 | 2016-10-21 | Rep | Dealing in securities | 2014-08-22 | 2016-10-21 |
| 8 | XinKong International Securities Limited | Rep | Dealing in futures contracts | 2011-12-05 | 2014-08-09 | Rep | Dealing in securities | 2011-12-05 | 2014-08-09 |
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