Lee, Yang-Shen 李洋昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADVANCE ASSET MANAGEMENT LIMITED (HK) | Rep | Asset management | 2023-07-28 | 2023-08-18 | RO | Asset management | 2023-08-18 | 2024-11-20 |
| 2 | First Prosperous Asset Management Company Limited | RO | Advising on securities | 2021-06-28 | 2023-04-05 | RO | Asset management | 2021-06-28 | 2023-04-05 |
| 3 | FORTUNE VISION CAPITAL LIMITED | RO | Advising on securities | 2024-11-22 | RO | Asset management | 2024-11-22 |
| 4 | Pamirs Capital (H.K.) Limited | RO | Advising on securities | 2018-03-29 | 2020-03-15 | RO | Asset management | 2018-03-29 | 2020-03-15 |
| 5 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2020-03-31 | 2021-05-31 | Rep | Asset management | 2020-03-31 | 2021-05-31 | Rep | Dealing in securities | 2020-06-10 | 2021-05-31 |
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