Cheung, So Wa (SFC:AYC949) 張素華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AFT HK Treasury Limited | RO | Advising on securities | 2025-10-20 | RO | Asset management | 2025-10-20 | RO | Dealing in securities | 2025-10-20 |
| 2 | BOSHENG CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2016-05-27 | 2018-03-15 | RO | Asset management | 2018-03-15 | 2018-03-23 |
| 3 | ForthTech Capital Limited (HK) | RO | Advising on securities | 2019-08-02 | 2020-04-30 | RO | Asset management | 2019-08-02 | 2020-04-30 |
| 4 | Lego Asset Management Limited | Rep | Advising on securities | 2020-05-13 | 2020-06-10 | Rep | Asset management | 2020-05-13 | 2020-06-10 | RO | Advising on securities | 2020-06-10 | 2021-02-15 | RO | Asset management | 2020-06-10 | 2021-02-15 |
| 5 | PACIFIC GROUP LIMITED (THE) | Rep | Asset management | 2011-10-21 | 2016-05-13 |
| 6 | SINO FINANCIAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2024-08-23 | 2025-02-21 | RO | Asset management | 2024-08-23 | 2025-02-21 |
| 7 | Syfe Hong Kong Limited | RO | Advising on securities | 2022-05-03 | 2023-11-01 | RO | Asset management | 2022-05-03 | 2023-11-01 | RO | Dealing in securities | 2022-05-03 | 2023-11-01 |
| 8 | UNITED GREAT INTERNATIONAL INVESTMENT LIMITED | Rep | Asset management | 2018-05-24 | 2018-06-04 | RO | Asset management | 2018-06-04 | 2019-06-06 | RO | Advising on securities | 2018-06-14 | 2019-06-06 |
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