Chang, Eric (SFC:AOZ110)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2009-09-17 | 2011-04-27 | Rep | Asset management | 2009-09-17 | 2011-04-27 | Rep | Dealing in securities | 2009-09-17 | 2011-04-27 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2014-11-03 | 2018-09-29 | Rep | Dealing in securities | 2021-06-21 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2019-01-10 | 2019-07-08 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-05-25 | 2008-11-20 | Rep | Dealing in securities | 2007-05-25 | 2008-11-20 |
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