Pope, Leavitt Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2007-05-25 | 2010-08-20 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2008-10-28 | 2010-08-20 |
| 3 | Renaissance Capital (Hong Kong) Limited | Rep | Advising on securities | 2011-03-22 | 2012-06-29 | Rep | Dealing in securities | 2011-03-22 | 2012-06-29 |
| 4 | Templewater Hong Kong Limited | Rep | Advising on securities | 2012-11-29 | 2014-09-01 | Rep | Advising on corporate finance | 2014-08-22 | 2015-07-14 | Rep | Dealing in securities | 2014-08-22 | 2015-07-14 |
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