Lok, Chun Sing 樂震聲

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2014-10-17 2017-04-01
Rep Advising on securities 2014-10-17 2017-04-01
Rep Dealing in securities 2014-10-17 2017-04-01
2 CSI Corporate Finance (HK) Limited Rep Advising on corporate finance 2010-07-06 2011-08-18
Rep Advising on securities 2010-07-06 2011-08-18
Rep Dealing in securities 2010-07-06 2011-08-18
Rep Advising on corporate finance 2012-05-17 2014-09-19
Rep Advising on securities 2012-05-17 2014-09-19
Rep Dealing in securities 2012-05-17 2014-09-19
3 PIPER JAFFRAY ASIA LIMITED Rep Advising on corporate finance 2009-12-30 2010-06-27
4 RBS Asia Corporate Finance Limited Rep Advising on corporate finance 2011-09-21 2012-04-12
Rep Dealing in securities 2011-09-21 2012-04-12
5 Standard Chartered Securities (Hong Kong) Limited Rep Advising on corporate finance 2006-10-05 2009-02-10
Rep Dealing in securities 2006-10-05 2009-02-10

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