Lam, Brian Hung Wai 林鴻煒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asia Pacific Financial Investment Services Co., Limited | Rep | Credit rating services | 2017-05-15 | 2018-05-21 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2007-09-10 | 2011-09-01 |
| 3 | CSPI Credit Ratings Company Limited | Rep | Credit rating services | 2018-08-31 | 2024-01-19 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2014-11-11 | 2017-03-25 |
| 5 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2006-07-25 | 2007-08-10 |
| 6 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2014-08-26 | 2014-11-05 |
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