Zhai, Yanni 翟彥妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2021-07-12 | Rep | Automated trading services | 2025-09-09 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2017-08-08 | 2021-01-04 | Rep | Automated trading services | 2017-08-08 | 2021-01-04 | Rep | Dealing in securities | 2017-08-08 | 2021-01-04 |
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