Zong, Yi 宗意
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2019-03-18 | 2020-07-09 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-07-06 | 2019-02-15 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2020-07-27 |
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