Lam, Chi Wai (SFC:AKX862) 林智偉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CELESTIAL COMMODITIES LIMITED Rep Dealing in futures contracts 2004-08-11 2011-09-01
2 CELESTIAL SECURITIES LIMITED Rep Dealing in securities 2004-08-11 2011-09-01
Rep Leveraged foreign exchange trading 2005-10-04 2011-09-01
3 CES Commodities (HK) Limited Rep Dealing in futures contracts 2012-06-11 2012-11-29
Rep Dealing in futures contracts 2013-08-14 2017-01-08
4 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2012-06-11 2012-11-29
Rep Leveraged foreign exchange trading 2013-08-14 2017-01-08
5 CIS SECURITIES ASSET MANAGEMENT LIMITED Rep Dealing in futures contracts 2012-01-12 2012-05-28
Rep Dealing in securities 2012-01-12 2012-05-28
Rep Advising on securities 2012-03-01 2012-05-28
6 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2012-06-11 2012-11-29
Rep Dealing in securities 2013-08-14 2017-01-08
7 Hafoo Futures Limited Rep Advising on futures contracts 2018-01-03 2024-03-06
Rep Dealing in futures contracts 2018-01-03 2024-03-06
RO Advising on futures contracts 2024-03-06 2024-04-10
RO Dealing in futures contracts 2024-03-06 2024-04-10
8 Hafoo Securities Limited Rep Dealing in securities 2017-01-13 2019-03-12
RO Dealing in securities 2019-03-12 2024-04-10
Rep Advising on securities 2020-12-30 2023-12-28
RO Advising on securities 2023-12-28 2024-04-10
RO Automated trading services 2023-12-28 2024-04-10
9 Prestige Global Capital Management Limited Rep Asset management 2024-12-19
RO Advising on securities 2024-12-19

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