Goldie, Benjamin James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2013-09-09 | |
| 2 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2010-01-27 | 2010-03-09 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2003-09-08 | 2004-03-29 | Rep | Dealing in securities | 2003-09-08 | 2004-03-29 |
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